Document Management Software
Manage your documents more effectively by implementing Document Management Software. AdvisorTek provides a directory of software providers to help store electronic documents with financial services software.
AdvisorVault
842 Broadview Ave.
Toronto, Ontario M4K 2R1
Phone: (866) 925-1941
Email: info@advisorvault.org
Website: www.advisorvault.org
AdvisorVault is the only remote backup provider specifically designed to help small broker-dealer firms achieve today’s stringent data compliance requirements. With our designated third party status (D3P) we help small broker-dealer firms achieve all the required data compliance rules defined in 17a-3, 17a-4, 3510 and 3010. Our fully managed solution includes all the hardware and software and instantly plugs into the office network to remotely protect emails and all documents relating to Books and Records. Remote, home and travelling employees are instantly added to the solution at no addition cost. The turn-key product is priced to fit the budget of small firms and provides remote backup, long-term archiving and disaster recovery in accordance with all current SEC and FINRA rules. Experience total data compliance – Out of the Box with AdvisorVault.
Laser App
2345 W. Foothill Blvd., Suite 10
Upland, CA 91786
Phone: (800) 985-2174
Email: sales@laserapp.com
Website: www.laserapp.com
The Laser App form filling system for the independent financial advisor. Laser App uses your Broker Dealer, Rep, and Client data pulled directly from your contact management system and/or database and automatically fills out securities, annuity, and other various financial forms quickly and efficiently. Simply choose a client then select a form from the Laser App forms library of over 3000 financial forms to fill out. Laser App will take your Client, Rep, and Broker Dealer information and insert it into the appropriate fields of the form for you automatically. You can quickly edit the forms right from your computer screen! Your client data is maintained by you in your contact management system and/or database, while we do the ongoing work of providing you with the latest and most up to date forms.
LaserFiche Paperless Office
Partnervest Financial Group LLC
2020 Alameda Padre Serra, Suite #135
Santa Barbara, California 93103
Phone: (805) 966-1266
Email: info@partnervest.com
Website: www.partnervest.com
Partnervest understands your document management problems and has joined with LaserFiche® to deliver an affordable paperless office solution for your business. LaserFiche is a world-renowned provider of enterprise document imaging and management solutions. LaserFiche’s revolutionary paperless office software stores, indexes and retrieves paper and electronic images in more than 18,000 installations for governments, educational and financial institutions around the world. Partnervest’s technology integrates LaserFiche’s paperless office software with customized solutions for Financial Professionals and Financial Institutions.
NetDocuments
625 South State Street
Orem, UT 84058
Phone: 1.866.638.3627
Email: sales@netdocuments.com
Website: www.netdocuments.com
NetDocuments is a leading cloud document management service designed for financial advisors to store, organize, create, edit and manage all client and firm documents and have them accessible anywhere, anytime. Fully SEC 17-A compliant and highly secure in transmission and at rest. NetDocuments popular client-centric workspaces allow you to organize all client information on a single page view and be auto-organized into folders and subfolders for your hundreds of clients in an easily accessible layout. Eliminate the hassles of servers and hardware and sign up quickly and easily. Access your documents from any device, including your iPad and Mac. Sign up for a 30 day trial and speak with our document management experts. Follow us on twitter @netdocuments.
45 Robots Inc.
Suite 302-788 Beatty Street
Vancouver, BC. Canada V6B 2M1
Website: http://45robots.com/
Simple to use, web-based software for solo advisors and small practice groups. Designed to manage your contacts, tasks, client files and compliance needs while facilitating online collaboration between your team, suppliers and clients. No long-term contracts. No set-up fees. Helpful Support. Work from anywhere. 30-day free trial.
Trumpet Inc.
4327 E San Gabriel Ave
Phoenix, AZ 85044
Phone: (480) 961-60030
Email: info@trumpetinc.com
Website: www.trumpetinc.com
Trumpet is a leading provider of comprehensive document management and automated report assembly for financial advisors. Designed around your unique workflow, Trumpet’s solutions easily integrate with contact management, web portals and other software applications. Leverage Trumpet’s expertise working with advisory firms, and experience the hand holding process we are known for.
